transferable securities
as defined in Council Regulation (EC) No 765/2006 of 18 May 2006 concerning restrictive…, Article 1, point (10)
‘transferable securities’ means the following classes of securities, including in the form of crypto-assets, which are negotiable on the capital market, with the exception of instruments of payment:
shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares;
bonds or other forms of securitised debt, including depositary receipts in respect of such securities;
any other securities giving the right to acquire or sell any such transferable securities or giving rise to a cash settlement determined by reference to transferable securities.
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Also defined in
- Regulation (EU) 2020/1503 of the European Parliament and of the Council of 7 October 2020 on European crowdfunding… 32020R1503, Article 2(1), point (m)
transferable securities as defined in point (44) of Article 4(1) of Directive 2014/65/EU; - Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities… 32014R0909, Article 2(1), point (35)
transferable securities as defined in point (44) of Article 4(1) of Directive 2014/65/EU - Council Regulation (EU) No 833/2014 of 31 July 2014 concerning restrictive measures in view of Russia's actions… 32014R0833, Article 1, point (f)
those classes of securities which are negotiable on the capital market, with the exception of instruments of payment, such as: (i) shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares, (ii) bonds or… - Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial… 32014R0600, Article 2(1), point (24)
transferable securities as defined in Article 4(1)(44) of Directive 2014/65/EU - Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments… 32014L0065, Article 4(1), point (44)
those classes of securities which are negotiable on the capital market, with the exception of instruments of payment, such as: (a) shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares; (b) bonds or… - Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws… 32009L0065, Article 2(1), point (n)
(i) shares in companies and other securities equivalent to shares in companies (shares); (ii) bonds and other forms of securitised debt (debt securities); (iii) any other negotiable securities which carry the right to acquire any such transferable securities by subscription or exchange - Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments… 32004L0039, Article 4(1), point (18)
those classes of securities which are negotiable on the capital market, with the exception of instruments of payment, such as: (a) shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares; (b) bonds or… - Council Directive 93/22/EEC of 10 May 1993 on investment services in the securities field 31993L0022, Article 1, point (4)
- shares in companies and other securities equivalent to shares in companies, - bonds and other forms of securitized debt which are negotiable on the capital market and - any other securities normally dealt in giving the right to acquire any such transferable securities by subscription or exchange…