relevant person
as defined in Commission Directive 2003/125/EC of 22 December 2003 implementing Directive…, Article 1, point (5)
a natural or legal person producing or disseminating recommendations in the exercise of his profession or the conduct of his business
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Also defined in
- Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European… 02017R0565-20220802, Article 2, point (1)
any of the following: (a) a director, partner or equivalent, manager or tied agent of the firm; (b) a director, partner or equivalent, or manager of any tied agent of the firm; (c) an employee of the firm or of a tied agent of the firm, as well as any other natural person whose services are placed…