dealing on own account
as defined in Directive 2004/39/EC of the European Parliament and of the Council of 21 April…, Article 4(1), point (6)
trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments;
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Also defined in
- Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential… 32019R2033, Article 4(1), point (9)
dealing on own account as defined in point (6) of Article 4(1) of Directive 2014/65/EU - Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial… 32014R0600, Article 2(1), point (5)
dealing on own account as defined in Article 4(1)(6) of Directive 2014/65/EU - Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments… 32014L0065, Article 4(1), point (6)
trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments;