issuer
as defined in Directive 2004/109/EC of the European Parliament and of the Council of 15…, Article 2(1), point (d) (Definitions)
a legal entity governed by private or public law, including a State, whose securities are admitted to trading on a regulated market, the issuer being, in the case of depository receipts representing securities, the issuer of the securities represented
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Also defined in
- Regulation (EU) 2023/2631 of the European Parliament and of the Council of 22 November 2023 on European Green Bonds and… 32023R2631, Article 2, point (1)
an entity that issues bonds - MiCA 32023R1114, Article 3(1), point (10)
a natural or legal person, or other undertaking, who issues crypto-assets - Regulation (EU) 2020/852 of the European Parliament and of the Council of 18 June 2020 on the establishment of a… 32020R0852, Article 2, point (4)
an issuer as defined in point (h) of Article 2 of Regulation (EU) 2017/1129 of the European Parliament and of the Council - Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be… 32017R1129, Article 2, point (h)
a legal entity which issues or proposes to issue securities - Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market… 32014R0596, Article 3(1), point (21)
a legal entity governed by private or public law, which issues or proposes to issue financial instruments, the issuer being, in case of depository receipts representing financial instruments, the issuer of the financial instrument represented - Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund… 32011L0061, Article 4(1), point (t)
an issuer within the meaning of point (d) of Article 2(1) of Directive 2004/109/EC where that issuer has its registered office in the Union, and where its shares are admitted to trading on a regulated market within the meaning of point (14) of Article 4(1) of Directive 2004/39/EC; - Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament… 32006R1287, Article 2, point (2)
an entity which issues transferable securities and, where appropriate, other financial instruments - Commission Directive 2003/125/EC of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of… 32003L0125, Article 1, point (6)
the issuer of a financial instrument to which a recommendation relates, directly or indirectly - Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating… 02009R1060-20250117, Article 3(1), point (s)
(s) ‘issuer’ means an issuer as defined in Article 2(1)(h) of Directive 2003/71/EC;