shareholder
as defined in Directive 2004/109/EC of the European Parliament and of the Council of 15…, Article 2(1), point (e) (Definitions)
any natural person or legal entity governed by private or public law, who holds, directly or indirectly: (i) shares of the issuer in its own name and on its own account; (ii) shares of the issuer in its own name, but on behalf of another natural person or legal entity; (iii) depository receipts, in which case the holder of the depository receipt shall be considered as the shareholder of the underlying shares represented by the depository receipts
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Also defined in
- Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating… 02009R1060-20250117, Article 3(3)
For the purposes of this Regulation, the term ‘shareholder’ includes beneficial owners, as defined in point (6) of Article 3 of Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money…