financial instrument
as defined in CRR, Article 4(1), point (50) (Definitions)
any of the following: (a) a contract that gives rise to both a financial asset of one party and a financial liability or equity instrument of another party; (b) an instrument specified in Section C of Annex I to Directive 2004/39/EC; (c) a derivative financial instrument; (d) a primary financial instrument; (e) a cash instrument. The instruments referred to in points (a), (b) and (c) are only financial instruments if their value is derived from the price of an underlying financial instrument or another underlying item, a rate, or an index
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Also defined in
- MiCA 32023R1114, Article 3(1), point (49)
financial instruments as defined in Article 4(1), point (15), of Directive 2014/65/EU - Regulation (EU) 2021/1060 of the European Parliament and of the Council of 24 June 2021 laying down common provisions… 32021R1060, Article 2, point (16)
a form of support delivered via a structure through which financial products are provided to final recipients; - Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential… 32019R2033, Article 4(1), point (15)
a financial instrument as defined in point (15) of Article 4(1) of Directive 2014/65/EU - Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council of 18 July 2018 on the financial rules… 32018R1046, Article 2, point (29)
a Union measure of financial support provided from the budget to address one or more specific policy objectives of the Union which may take the form of equity or quasi-equity investments, loans or guarantees, or other risk-sharing instruments, and which may, where appropriate, be combined with… - Directive (EU) 2018/2001 of the European Parliament and of the Council of 11 December 2018 on the promotion of the use… 32018L2001, Article 2, point (7)
a financial instrument as defined in point (29) of Article 2 of Regulation (EU, Euratom) 2018/1046 of the European Parliament and of the Council - Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in… 32016R1011, Article 3(1), point (16)
any of the instruments listed in Section C of Annex I to Directive 2014/65/EU for which a request for admission to trading on a trading venue, as defined in point (24) of Article 4(1) of Directive 2014/65/EU, has been made or which is traded on a trading venue as defined in point (24) of Article… - Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial… 32014R0600, Article 2(1), point (9)
a financial instrument as defined in Article 4(1)(15) of Directive 2014/65/EU - Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market… 32014R0596, Article 3(1), point (1)
a financial instrument as defined in point (15) of Article 4(1) of Directive 2014/65/EU - Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments… 32014L0065, Article 4(1), point (15)
those instruments specified in Section C of Annex I; - Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit… 32013L0036, Article 3(1), point (46)
financial instrument as defined in point (50) of Article 4(1) of Regulation (EU) No 575/2013 - Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund… 32011L0061, Article 4(1), point (n)
an instrument as specified in Section C of Annex I to Directive 2004/39/EC; - Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, administration and other aspects of… 32010R1031, Article 3, point (10)
the same as in point (17) of Article 4(1) of Directive 2004/39/EC unless otherwise stated in this Regulation - Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating… 32009R1060, Article 3(1), point (k)
any of the instruments listed in Section C of Annex I to Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments - Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments… 32004L0039, Article 4(1), point (17)
those instruments specified in Section C of Annex I; - Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market… 32003L0006, Article 1, point (3)
- transferable securities as defined in Council Directive 93/22/EEC of 10 May 1993 on investment services in the securities field(9), - units in collective investment undertakings, - money-market instruments, - financial-futures contracts, including equivalent cash-settled instruments, - forward… - Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws… 02009L0065-20260416, Article 2(1), point (t)
(t) ‘financial instrument’ means a financial instrument specified in Section C of Annex I to Directive 2014/65/EU of the European Parliament and of the Council ();