investment advice
as defined in Directive 2014/65/EU of the European Parliament and of the Council of 15 May…, Article 4(1), point (4) (Definitions)
the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;
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Also defined in
- Regulation (EU) 2019/2088 of the European Parliament and of the Council of 27 November 2019 on sustainability‐related… 32019R2088, Article 2, point (16)
investment advice as defined in point (4) of Article 4(1) of Directive 2014/65/EU; - Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential… 32019R2033, Article 4(1), point (20)
investment advice as defined in point (4) of Article 4(1) of Directive 2014/65/EU - Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments… 32004L0039, Article 4(1), point (4)
the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;