qualifying holding

Also defined in

• MiCA 32023R1114, Article 3(1), point (36)
  any direct or indirect holding in an issuer of asset-referenced tokens or in a crypto-asset service provider which represents at least 10 % of the capital or of the voting rights, as set out in Articles 9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council, respectively…
• Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments… 32014L0065, Article 4(1), point (31)
  a direct or indirect holding in an investment firm which represents 10 % or more of the capital or of the voting rights, as set out in Articles 9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council, taking into account the conditions regarding aggregation thereof laid down…
• Council Regulation (EU) No 1024/2013 of 15 October 2013 conferring specific tasks on the European Central Bank… 32013R1024, Article 2, point (8)
  a qualifying holding as defined in point 36 of Article 4(1) of Regulation (EU) No 575/2013
• CRR 32013R0575, Article 4(1), point (36)
  a direct or indirect holding in an undertaking which represents 10 % or more of the capital or of the voting rights or which makes it possible to exercise a significant influence over the management of that undertaking
• Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit… 32013L0036, Article 3(1), point (33)
  qualifying holding as defined in point (36) of Article 4(1) of Regulation (EU) No 575/2013
• Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central… 32012R0648, Article 2, point (20)
  any direct or indirect holding in a CCP or trade repository which represents at least 10 % of the capital or of the voting rights, as set out in Articles 9 and 10 of Directive 2004/109/EC of the European Parliament and of the Council of 15 December 2004 on the harmonisation of transparency…
• Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund… 32011L0061, Article 4(1), point (ah)
  a direct or indirect holding in an AIFM which represents 10 % or more of the capital or of the voting rights, in accordance with Articles 9 and 10 of Directive 2004/109/EC, taking into account the conditions regarding aggregation of the holding laid down in Article 12(4) and (5) thereof, or which…
• Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of… 32009L0138, Article 13, point (21)
  a direct or indirect holding in an undertaking which represents 10 % or more of the capital or of the voting rights or which makes it possible to exercise a significant influence over the management of that undertaking
• Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws… 32009L0065, Article 2(1), point (j)
  a direct or indirect holding in a management company which represents 10 % or more of the capital or of the voting rights or which makes it possible to exercise a significant influence over the management of the management company in which that holding subsists
• Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 relating to the taking up and… 32006L0048, Article 4, point (11)
  a direct or indirect holding in an undertaking which represents 10 % or more of the capital or of the voting rights or which makes it possible to exercise a significant influence over the management of that undertaking;
• Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments… 32004L0039, Article 4(1), point (27)
  any direct or indirect holding in an investment firm which represents 10% or more of the capital or of the voting rights, as set out in Article 92 of Directive 2001/34/EC, or which makes it possible to exercise a significant influence over the management of the investment firm in which that holding…
• Directive 2002/83/EC of the European Parliament and of the Council of 5 November 2002 concerning life assurance 32002L0083, Article 1(1), point (j)
  a direct or indirect holding in an undertaking which represents 10 % or more of the capital or of the voting rights or which makes it possible to exercise a significant influence over the management of the undertaking in which a holding subsists; For the purposes of this definition, in the context…
• Council Directive 93/22/EEC of 10 May 1993 on investment services in the securities field 31993L0022, Article 1, point (10)
  any direct or indirect holding in an investment firm which represents 10 % or more of the capital or of the voting rights or which makes it possible to exercise a significant influence over the management of the investment firm in which that holding subsists. For the purposes of this definition, in…
• Council Directive 92/96/EEC of 10 November 1992 on the coordination of laws, regulations and administrative provisions… 31992L0096, Article 1, point (h)
  a direct or indirect holding in an undertaking which represents 10 % or more of the capital or of the voting rights or which makes it possible to exercise a significant influence over the management of the undertaking in which a holding subsists. For the purposes of this definition, in the context…
• Council Directive 92/49/EEC of 18 June 1992 on the coordination of laws, regulations and administrative provisions… 31992L0049, Article 1, point (g)
  a direct or indirect holding in an undertaking which represents 10 % or more of the capital or of the voting rights or which makes it possible to exercise a significant influence over the management of the undertaking in which a holding subsists. For the purposes of this definition, in the context…
• Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities… 02014R0909-20260117, Article 2(1), point (49)
  (49) ‘qualifying holding’ means a direct or indirect holding in a CSD which represents at least 10 % of the capital or of the voting rights, as set out in Articles 9, 10 and 11 of Directive 2004/109/EC of the European Parliament and of the Council (), or which makes it possible to exercise a…