management body
as defined in Proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL on…, Article 3, point (22)
a management body as defined in point (36) of Article 4(1) of Directive 2014/65/EU, point (7) of Article 3(1) of Directive 2013/36/EU, point (s) of Article 2(1) of Directive 2009/65/EC, point (45) of Article 2(1) of Regulation (EU) No 909/2014, point (20) of Article 3(1) of Regulation (EU) 2016/1011 of the European Parliament and of the Council , point (u) of Article 3(1) of Regulation (EU) 20xx/xx of the European Parliament and of the Council [MICA] or the equivalent persons who effectively run the entity or have key functions in accordance with relevant Union or national legislation
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Also defined in
- Regulation (EU) 2024/1624 of the European Parliament and of the Council of 31 May 2024 on the prevention of the use of… 32024R1624, Article 2(1), point (37)
an obliged entity’s body or bodies, which are appointed in accordance with national law, which are empowered to set the obliged entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making, and include the persons who effectively direct the business… - MiCA 32023R1114, Article 3(1), point (27)
the body or bodies of an issuer, offeror or person seeking admission to trading, or of a crypto-asset service provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management… - Regulation (EU) 2022/2554 of the European Parliament and of the Council of 14 December 2022 on digital operational… 32022R2554, Article 3, point (30)
a management body as defined in Article 4(1), point (36), of Directive 2014/65/EU, Article 3(1), point (7), of Directive 2013/36/EU, Article 2(1), point (s), of Directive 2009/65/EC of the European Parliament and of the Council, Article 2(1), point (45), of Regulation (EU) No 909/2014, Article… - Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential… 32019R2033, Article 4(1), point (39)
a management body as defined in point (36) of Article 4(1) of Directive 2014/65/EU - Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in… 32016R1011, Article 3(1), point (20)
the body or bodies of an administrator or another supervised entity which are appointed in accordance with national law, which are empowered to set the strategy, objectives and overall direction of the administrator or other supervised entity, and which oversee and monitor management… - Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities… 32014R0909, Article 2(1), point (45)
the body or bodies of a CSD, appointed in accordance with national law, which is empowered to set the CSD’s strategy, objectives and overall direction, and which oversees and monitors management decision-making and includes persons who effectively direct the business of the CSD. Where, according to… - Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial… 32014R0600, Article 2(1), point (22)
a management body as defined in Article 4(1)(36) of Directive 2014/65/EU - Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments… 32014L0065, Article 4(1), point (36)
the body or bodies of an investment firm, market operator or data reporting services provider, which are appointed in accordance with national law, which are empowered to set the entity’s strategy, objectives and overall direction, and which oversee and monitor management decision-making and… - Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the… 32014L0059, Article 2(1), point (24)
a management body as defined in point (7) of Article 3(1) of Directive 2013/36/EU; - CRR 32013R0575, Article 4(1), point (9)
management body as defined in point (7) of Article 3(1) of Directive 2013/36/EU - Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit… 32013L0036, Article 3(1), point (7)
an institution's body or bodies, which are appointed in accordance with national law, which are empowered to set the institution's strategy, objectives and overall direction, and which oversee and monitor management decision-making, and include the persons who effectively direct the business of the… - Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws… 02009L0065-20260416, Article 2(1), point (s)
(s) ‘management body’ means the body with ultimate decision-making authority in a management company, investment company or depositary, comprising the supervisory and the managerial functions, or only the managerial function if the two functions are separated. Where, according to national law, the…