client
Defined in 7 EU acts of the All group: EMIR First CRR Partial reference MiFID II Own wording MiFIR Reference IFR Partial reference ECSPR Own wording MiCA Own wording
EMIR, Article 2(15) First adopted 2012-07-04
an undertaking with a contractual relationship with a clearing member of a CCP which enables that undertaking to clear its transactions with that CCPCRR, Article 300(4) Partial reference adopted 2013-06-26
Own text citing EMIR, Article 2(15).
a client as defined in point (15) of Article 2 of Regulation (EU) No 648/2012 or an undertaking with a contractual relationship that has established indirect clearing arrangements with a clearing member in accordance with Article 4(3) of a CCP which enables that undertaking to clear its transactions with that CCP Regulation
Compared with EMIR: struck words are only in EMIR, marked words only here.
MiFID II, Article 4(9) Own wording adopted 2014-05-15
any natural or legal person to whom an undertaking with a contractual relationship with a clearing member of a CCP which enables that undertaking to clear its transactions with that CCP investment firm provides investment or ancillary services
Compared with EMIR: struck words are only in EMIR, marked words only here.
MiFIR, Article 2(7) Reference adopted 2014-05-15
Refers to MiFID II, Article 4(9).
a client as defined in Article 4(1)(9) of Directive 2014/65/EUIFR, Article 4(4) Partial reference adopted 2019-11-27
Own text citing MiFID II, Article 4(9).
an undertaking with a contractual relationship with a clearing member client as defined in point (9) of a CCP which enables Article 4(1) of Directive 2014/65/EU except that undertaking to clear its transactions with that CCP, for the purposes of Part Four of this Regulation, ‘client’ means any counterparty of the investment firm
Compared with EMIR: struck words are only in EMIR, marked words only here.
ECSPR, Article 2(1)(g) Own wording adopted 2020-10-07
an undertaking with any prospective or actual investor or project owner to whom a contractual relationship with a clearing member of a CCP which enables that undertaking crowdfunding service provider provides, or intends to clear its transactions with that CCP provide, crowdfunding services
Compared with EMIR: struck words are only in EMIR, marked words only here.
MiCA, Article 3(39) Own wording adopted 2023-05-31
an undertaking with any natural or legal person to whom a contractual relationship with a clearing member of a CCP which enables that undertaking to clear its transactions with that CCP crypto-asset service provider provides crypto-asset services
Compared with EMIR: struck words are only in EMIR, marked words only here.